ADV-Part 2 Disclosure Statement

The ADV is a document that the SEC requires all Registered Investment Advisers to publish. (Part A is available on the SEC website here: -Select Investment Adviser Search).  Together, the two parts of the ADV answer many of the questions which a prospective client should ask. It provides a detailed description of services which provided, fees charged, and disclosure of potential conflicts of interest. Please feel free to contact us with any questions.

2017 Form ADV Part 2A and B

Proxy Voting Policies

For accounts where our clients have given us permission to do so, we will vote proxies. We consider this a great responsibility and endeavor to represent the best interests of our clients as shareholders. Our voting policies outline the manner in which we will vote on a number of common shareholder activities.

Download Proxy Voting Guidelines.pdf

Privacy Policy

We have adopted this policy with recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility.

Download Privacy Policy Notice.pdf

Legal Services Disclosure Statement

Our financial planning services are not legal services but often do include estate planning. The attached disclosure explains the distinction in more detail.

Download Not Legal Svcs Disclosure.pdf

Website Disclosure Information

Important Disclosure Information